Documents

Acknowledgement Letter

FCM Acknowledgment Letter - Cleared Swaps Customer Account Titled (Word) FCM Acknowledgment Letter - Cleared Swaps Customer Account Titled (PDF) FCM Acknowledgment Letter - Cleared Swaps Customer MMMF Account Titled (Word) FCM Acknowledgment Letter - Cleared Swaps Customer MMMF Account Titled (PDF) FCM Acknowledgment Letter for CFTC Regulation 1.20 - Appendix A to 1.20 (Word) FCM Acknowledgment Letter for CFTC Regulation 1.20 - Appendix A to 1.20 (PDF) FCM Acknowledgment Letter for CFTC Regulation 1.26 - Appendix A to 1.26 (Word) FCM Acknowledgment Letter for CFTC Regulation 1.26 - Appendix A to 1.26 (PDF) FCM Acknowledgment Letter for CFTC Regulation 30.7 C - Appendix E to Part 30 (Word) FCM Acknowledgment Letter for CFTC Regulation 30.7 C - Appendix E to Part 30 (PDF) FCM Acknowledgment Letter for CFTC Regulation 30.7 C - Appendix F to Part 30 (Word) FCM Acknowledgment Letter for CFTC Regulation 30.7 C - Appendix F to Part 30 (PDF)

Margin Handbook (Word)

This version of the handbook is in Microsoft Word 97 format. To view the chapters, you will need to have the Microsoft Word installed on your system.

Margin Handbook (PDF)

Download a Copy

This version of the handbook is in Adobe pdf format. To view the chapters, you will need to have the Adobe Acrobat Reader installed on your system. If you do not have it, you can download it free from Adobe's Web site.

CFTC 1-FR Instruction Manual

CFTC 1-FR Instruction Manual (PDF)

Subordinated Debt Forms (Sample Formats)

Cash Subordinated Loan Agreement Revolving Subordinated Loan Agreement Revolving Subordinated Loan Agreement (Equity) Secured Demand Note Collateral Agreement